Instruction specifications - CASCADE - CBF - Estonia, Latvia, Lithuania (Nasdaq CSD)

02.12.2019

CASCADE  - Deliver (KVEE/WE)

In the following tables M=Mandatory; O=Optional.

Deliver free

M

Last-Kto

T2S PARTY BIC of CBF participant
(alternative 4-digit account master or 7-digit account)

M

Gut-Kto

LCDELV22XXX
(alternative 4713000a)

M

Schlusstag

Trade Date

O

Referenz-Nr.

Common Trade Referenceb

O

Partial Settl Indicator

PART or NPARc

O

Opt-out

Empty(default) or “J” d

O

Ex-trd

CCPN or XCPNd

M

Empfaenger-P1 - BIC

Nasdaq CSD participant T2S Party BIC11

O

Empfaenger-P1 - SAC

Nasdaq CSD participant T2S Securities Account (SAC)

O

Empfaenger-P2 - BIC

BIC11 of final beneficiary

or



O

Empfaenger-P2 - DSS

Party 2 DSS

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

Delivery against Payment

M

Last-Kto

T2S PARTY BIC of CBF participant
(alternative 4-digit account master or 7-digit account)

M

Gut-Kto

LCDELV22XXX
(alternative 4713000a)

M

Schlusstag

Trade Date

O

Referenz-Nr.

Common Trade Referenceb

O

Partial Settl Indicator

PART or NPARc

O

Opt-out

Empty(default) or “J” d

O

Ex-trd

CCPN or XCPNd

M

Gegenwert

Cash amount (in EUR)

M

Empfaenger-P1 - BIC

Nasdaq CSD participant T2S Party BIC11

O

Empfaenger-P1 - SAC

Nasdaq CSD participant T2S Securities Account (SAC)

O

Empfaenger-P2 - BIC

BIC11 of final beneficiary

or



O

Empfaenger-P2 - DSS

Party 2 DSS

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

a. This account number can also be used for the delivery/receipt of German securities to/from local market participants.

b. Optional Matching field.

c. Only provide in order to prevent Partial Settlement.

d. Additional Matching field.

CASCADE  - Receipt (KVEE/MI)

Receive Free

M

Gut-Kto

T2S PARTY BIC of CBF participant
(alternative 4-digit account master or 7-digit account)

M

Last-Kto

LCDELV22XXX
(alternative 4713000a)

M

Schlusstag

Trade Date

O

Referenz-Nr.

Common Trade Referenceb

O

Partial Settl Indicator

PART or NPARc

O

Opt-out

Empty(default) or “J” d

O

Ex-trd

CCPN or XCPNd

M

Lieferer-P1 - BIC

Nasdaq CSD participant T2S Party BIC11

O

Lieferer-P1 - SAC

Nasdaq CSD participant T2S Securities Account (SAC)

O

Lieferer-P2 - BIC

BIC11 of final beneficiary

or



O

Lieferer-P2 - DSS

Party 2 DSS

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

Receive against payment

M

Gut-Kto

T2S PARTY BIC of CBF participant
(alternative 4-digit account master or 7-digit account)

M

Last-Kto

LCDELV22XXX
(alternative 4713000a)

M

Schlusstag

Trade Date

O

Referenz-Nr.

Common Trade Referenceb

O

Partial Settl Indicator

PART or NPARc

O

Opt-out

Empty(default) or “J” d

O

Ex-trd

CCPN or XCPNd

M

Gegenwert

Cash amount (in EUR)

M

Lieferer-P1 - BIC

Nasdaq CSD participant T2S Party BIC11

O

Lieferer-P1 - SAC

Nasdaq CSD participant T2S Securities Account (SAC)

O

Lieferer-P2 - BIC

BIC11 of final beneficiary

or



O

Lieferer-P2 - DSS

Party 2 DSS

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2- SAC will be forwarded as matching relevant information to T2S.

a. This account number can also be used for the delivery/receipt of German securities to/from local market participants.

b. Optional Matching field.

c. Only to be provided in order to prevent Partial Settlement.

d. Additional Matching field.